Chief Compliance Officer, Cash App Investing
Indexed description
Block Chief Compliance Officer, Cash App Investing 12 Hours AgoSaved In-Office or Remote 8 Locations 218K-327K Annually Expert/Leader 218K-327K Annually Expert/LeaderBlockchain • eCommerce • Fintech • Payments • Software • Financial Services • CryptocurrencyLeads the compliance program for Cash App Investing’s FINRA- and SEC-regulated broker-dealer business. Responsibilities include developing policies and controls, overseeing supervisory procedures, regulatory filings, communications review, complaints, examinations, remediation, AML coordination, vendor oversight, governance reporting, and regulator engagement. The role advises product, engineering, legal, marketing, and operations teams while building and managing a high-performing compliance organization.Top Skills: AmlFinraSec
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