Lead Compliance Analyst

PEAK6 Lead Compliance Analyst 20 Hours AgoSaved Hybrid Chicago, IL, USA 117K-147K Annually Senior level 117K-147K Annually Senior levelFintech • Information Technology • Financial Services • App developmentDevelops and administers a firm-wide compliance program for an options market-making and proprietary trading broker-dealer. Responsibilities include maintaining policies, conducting risk assessments and compliance reviews, overseeing surveillance, managing employee disclosures and information barriers, supporting regulatory filings, maintaining FINRA CRD records, coordinating vendors, and delivering compliance training. The role requires strong knowledge of SEC, FINRA, and CBOE rules, options trading, project management, and securities licensing.Top Skills: CboeComplysciFinraFinra CrdGlobal RelayMS OfficeSecSeries 24Series 57