J.P. Morgan Wealth Management - Vice President - Supervisory Manager - Plantation, FL

JPMorganChase J.P. Morgan Wealth Management - Vice President - Supervisory Manager - Plantation, FL YesterdaySaved Hybrid Plantation, FL, USA Senior level Senior levelFinancial ServicesSupervises financial advisors and conducts account and book reviews to identify suitability, compliance, risk, and regulatory issues. Manages high-risk escalations, refines risk-based review procedures, communicates policy changes, and partners with leadership on corrective actions. Develops staff, evaluates performance, supports recruiting, and maintains expertise in securities regulations. The role requires extensive securities supervision experience, FINRA licensing, and travel up to 50% of the time.