Assistant General Counsel - Wealth Management - Vice President
Indexed description
JPMorganChase Assistant General Counsel - Wealth Management - Vice President 2 Hours AgoSaved Hybrid 2 Locations Senior level Senior levelFinancial ServicesProvides legal counsel to J.P. Morgan Wealth Management’s retail investment and bank-based sales businesses. Advises on banking and securities laws, FINRA, SEC, CFPB, Federal Reserve, OCC guidance, broker-dealer and investment advisory matters, banker licensing and compensation, and regulatory risks. Partners with Compliance, Risk, Controls, operations, and business teams to support products, transactions, sales strategies, and strategic initiatives.
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