Associate, Regulatory Engagement and Broker-Dealer Compliance

BlackRock Associate, Regulatory Engagement and Broker-Dealer Compliance YesterdaySaved In-Office 2 Locations 82K-120K Annually Entry level 82K-120K Annually Entry levelFintech • Information Technology • Financial ServicesSupports BlackRock’s broker-dealer, regulatory engagement, and NFA compliance programs. Responsibilities include regulatory filings, licensing and registration administration, examination and inquiry coordination, complaint tracking, risk analysis, management reporting, policy maintenance, training, certifications, and regulatory guidance. The Associate also contributes to process-improvement initiatives using artificial intelligence, data analytics, and emerging technologies while maintaining governance and accuracy.Top Skills: Artificial IntelligenceData AnalyticsRegulatory Registration Systems