Supervisory Control Specialist

Wells Fargo Supervisory Control Specialist 45 Minutes AgoSaved Hybrid Charlotte, NC, USA 77K-133K Annually Junior 77K-133K Annually JuniorFintech • Financial ServicesReviews supervisory controls for alternative investments, securities-based lending, high-risk investment strategies, and complex products. Analyzes risk data, identifies trends, evaluates policies and monitoring resources, and recommends process or technology improvements. Provides consultation on controls, procedures, and training while collaborating with advisors, managers, operations teams, and business units. Requires FINRA licensing, regulatory compliance, strong analytical skills, and independent judgment.Top Skills: Finra Series 63Finra Series 66Finra Series 7Finra Series 9/10ExcelMicrosoft OutlookMicrosoft Word