Supervisory Control Specialist

Wells Fargo Supervisory Control Specialist 45 Minutes AgoSaved Hybrid Charlotte, NC, USA 77K-133K Annually Junior 77K-133K Annually JuniorFintech • Financial ServicesReviews alternative investments, securities-based lending, and supervisory controls for high-risk investment strategies. Analyzes risk data, identifies trends, develops metrics, and recommends process, policy, control, and technology improvements. Consults with financial advisors, managers, operations teams, and cross-functional business units while maintaining expertise in regulatory and compliance requirements.Top Skills: Finra Series 63Finra Series 66Finra Series 7Finra Series 9/10ExcelMicrosoft OutlookMicrosoft Word