Supervisory Control Specialist

Wells Fargo Supervisory Control Specialist 45 Minutes AgoSaved Hybrid Charlotte, NC, USA 77K-133K Annually Junior 77K-133K Annually JuniorFintech • Financial ServicesReviews alternative investments, securities-based lending products, and supervisory controls for high-risk strategies. Analyzes risk data, trends, metrics, policies, and regulatory requirements; consults on controls, procedures, training, and technology enhancements. Develops recommendations, supports process improvements, and collaborates with financial advisors, managers, operations teams, and business units. Requires FINRA supervisory licensing, ongoing regulatory compliance, background screening, and travel.Top Skills: FinraExcelMS OfficeMicrosoft OutlookMicrosoft Word