Brokerage Operations Leader

Gusto Brokerage Operations Leader YesterdaySaved Easy Apply Hybrid 2 Locations Easy Apply 151K-208K Annually Expert/Leader 151K-208K Annually Expert/LeaderFintech • HR TechBuild and lead operations for Gusto’s carrying broker-dealer from the ground up. Establish policies, procedures, controls, and scalable work plans for money movement, trade clearing, reconciliations, remediation, and regulatory reporting. Resolve complex operational exceptions, maintain audit-ready compliance controls, collaborate with Engineering, Product, Legal, Compliance, FinOp, Accounting, and FP&A, and hire and develop an AI-native operations team.Top Skills: AchAi AgentsBanking Technology SystemsClearing Technology SystemsFinancial Data And Reporting SystemsFinra Series 24Finra Series 7Finra SieSec Rule 15C3-1Sec Rule 15C3-3Sec Rules 17A-3 And 17A-4