Assistant General Counsel

Citizens Assistant General Counsel Reposted 2 Hours AgoSaved In-Office 2 Locations 176K-230K Annually Mid level 176K-230K Annually Mid levelDigital Media • Fintech • Information Technology • Machine Learning • Financial Services • Cybersecurity • AutomationProvide legal counsel to the Wealth Management Division on trust, fiduciary, advisory, and brokerage matters. Advise on regulatory compliance (12 CFR Part 9, Investment Advisers Act, SEC/FINRA rules), draft and review policies and client documents, support regulatory examinations, negotiate advisory/brokerage/custody agreements, partner with compliance and business teams to mitigate risk, monitor regulatory developments, and assist with legal due diligence for acquisitions.