Compliance Officer
Indexed description
tastytrade/ tastylive/ tastyfx/ tastycrypto Compliance Officer 7 Hours AgoSaved Easy Apply Hybrid Chicago, IL, USA Easy Apply 100K-140K Annually Senior level 100K-140K Annually Senior levelFintech • News + Entertainment • Software • Financial ServicesSupport the firm’s compliance program for retail forex operations by monitoring CFTC and NFA requirements, advising business partners, maintaining registrations and licensing, supporting regulatory examinations, reviewing communications, delivering training, supervising AML/KYC due diligence, monitoring suspicious activity, preparing SAR filings, and overseeing customer complaint handling.
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