Supervisory Control Associate

Wells Fargo Supervisory Control Associate 4 Hours AgoSaved Hybrid Minneapolis, MN, USA 68K-114K Annually Entry level 68K-114K Annually Entry levelFintech • Financial ServicesProvides remote compliance supervision and risk oversight for wealth management branches, financial advisors, and brokerage channels. Responsibilities include monitoring regulatory and firm-policy compliance, approving client accounts, conducting control reviews, resolving issues, supporting branch risk management, designing risk processes, and assisting with project management. The role requires collaboration with advisors, branch managers, supervisory principals, and internal departments, along with FINRA licensing and ongoing regulatory compliance.Top Skills: ExcelMS OfficeMicrosoft OutlookMicrosoft Word