Compliance Senior Manager

Morningstar Compliance Senior Manager Reposted 3 Hours AgoSaved Hybrid Chicago, IL, USA 161K-247K Annually Senior level 161K-247K Annually Senior levelArtificial Intelligence • Big Data • Enterprise Web • Fintech • Software • Financial ServicesOversee and run the U.S. compliance program for Morningstar Wealth, Retirement, and Research. Design and implement policies, manage regulatory filings and examinations, advise business units on regulatory matters, lead and mentor the U.S. compliance team, manage regulator and client relationships, deliver training, and ensure compliance with Investment Advisers Act, Investment Company Act, and ERISA.