SoFi
Builtin · Indexed 2026-08-11
Director of Compliance, Invest
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Indexed description
SoFi Director of Compliance, Invest An Hour AgoSaved Easy Apply Remote or Hybrid United States Easy Apply 160K-275K Annually Expert/Leader 160K-275K Annually Expert/LeaderFintech • Mobile • Software • Financial ServicesLead development, implementation, and oversight of Invest compliance programs for the registered investment adviser and broker-dealer. Advise on FINRA/SEC applicability, manage regulatory filings and annual reviews, develop policies/WSPs, support audits/exams, and partner with business and IRM on controls and change initiatives to mitigate regulatory risk.
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