Compliance Associate
Indexed description
ABN AMRO Clearing USA LLC Compliance Associate Reposted 3 Days AgoSaved Hybrid Chicago, IL, USA 75K-95K Annually Junior 75K-95K Annually JuniorInformation Technology • Professional Services • Financial ServicesSupport firm-wide compliance by managing employee registration/licensing (FINRA/NFA), maintaining compliance databases, tracking attestations and filings, assisting exams and training, coordinating cross-departmental compliance matters, and documenting projects and follow-up actions.Top Skills: Finra CrdMS OfficeNfa BasicServicenowSharepoint
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