Senior Associate, Suitability Compliance Principal

New York Life Insurance Company Senior Associate, Suitability Compliance Principal Reposted An Hour AgoSaved Hybrid New York, NY, USA 81K-116K Annually Senior level 81K-116K Annually Senior levelArtificial Intelligence • Cloud • Fintech • Information Technology • Insurance • Financial Services • Big Data AnalyticsPerform principal-level reviews of new business and in-force securities, mutual fund, annuity, and life transactions; conduct surveillance, escalate and investigate exceptions; maintain supervisory procedures; train staff; support regulatory exams and control improvements using surveillance tools and workflow automation.Top Skills: Data-Driven InsightsNylsec Suitability SystemsTrade Surveillance ToolsWorkflow Automation