Senior Associate, Suitability Compliance
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New York Life Insurance Company Senior Associate, Suitability Compliance Reposted 44 Minutes AgoSaved Hybrid New York, NY, USA 81K-110K Annually Senior level 81K-110K Annually Senior levelArtificial Intelligence • Cloud • Fintech • Information Technology • Insurance • Financial Services • Big Data AnalyticsReview and determine suitability for annuity, life insurance, and mutual fund transactions as a Registered Principal. Investigate escalated cases, guide agents, monitor trends and compliance risks, and lead process improvements to enhance controls, reporting, training, and operational effectiveness.Top Skills: Ai-Enabled Business Tools
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