Northwestern Mutual
Builtin · Indexed 2026-07-25
Compliance Sr. Specialist
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Indexed description
Northwestern Mutual Compliance Sr. Specialist 8 Hours AgoSaved Hybrid Milwaukee, WI, USA 70K-121K Annually Senior level 70K-121K Annually Senior levelFintech • Insurance • Financial ServicesProvide compliance and supervision consultation to field leadership and representatives, perform on-site inspections and reviews per FINRA, conduct interviews and file reviews, document findings, train and educate staff, support remediation and risk management plans, and act as subject-matter expert on divisional and enterprise compliance projects.Top Skills: ExcelMS OfficeNm Distribution Systems
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