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Nextera Search Linkedin · Posted 28d ago

Investor Relations Associate

Rye Brook, New York, United States

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Indexed description

An Investment Management Firm is seeking an experienced professional to join their team as an Investor Relations Associate.


Responsibilities:

  • Manage end-to-end onboarding of SMA accounts, from approval through funding and initial trade execution
  • Coordinate account setup with custodians and internal stakeholders to ensure a seamless process
  • Review account details, restrictions, and documentation for accuracy and completeness
  • Identify and resolve “not in good order” items and custodian/platform-related issues proactively
  • Maintain clear, timely communication with advisors throughout the onboarding lifecycle
  • Serve as a primary point of contact for advisor inquiries and ongoing support needs
  • Partner cross-functionally to address account-related requests and issues
  • Own issue resolution from initiation through completion, ensuring a high level of service
  • Escalate complex matters as needed while maintaining a solutions-oriented approach
  • Ensure accurate and timely documentation within CRM systems
  • Proactively anticipate advisor needs and communicate relevant updates and insights
  • Follow through on requests to ensure full resolution and advisor satisfaction
  • Provide meaningful context and perspective to support advisor decision-making
  • Build and maintain strong advisor relationships through consistent, high-quality interactions


Qualifications:

  • Bachelor’s degree required.
  • 3–5+ years of experience in asset management, advisor service, or onboarding.
  • Familiarity with separately managed accounts (SMAs), custodians, and advisor platforms preferred.
  • Strong attention to detail with the ability to manage multiple priorities simultaneously.
  • Clear, professional communication skills.
  • High level of accountability, ownership, and follow-through.
  • Experience with CRM systems and analytics platforms (e.g., Morningstar) is a plus.
  • FINRA Series 7 and Series 63/65 or 66 licenses (or ability to obtain within the first year of employment).
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