Trade Surveillance Principal Associate (Broker-Dealer & Swap Dealer)

Capital One Trade Surveillance Principal Associate (Broker-Dealer & Swap Dealer) Reposted 14 Hours AgoSaved Hybrid 2 Locations 121K-151K Annually Mid level 121K-151K Annually Mid levelFintech • Machine Learning • Payments • Software • Financial ServicesConduct daily trade surveillance and deep-dive investigations across Broker-Dealer and Swap Dealer businesses to detect market abuse (spoofing, wash trading, layering, front-running). Tune and test surveillance logic, reconcile data feeds, support UAT, maintain audit-ready documentation, produce metrics, and support regulatory inquiries and audits while collaborating with Compliance, Product, Technology, Risk, and business teams.Top Skills: AIEventus ValidusFis ProtegentNice Actimize