Compliance Associate
Indexed description
ABN AMRO Clearing USA LLC Compliance Associate 18 Hours AgoSaved Hybrid Chicago, IL, USA 75K-95K Annually Junior 75K-95K Annually JuniorInformation Technology • Professional Services • Financial ServicesSupport firm-wide compliance by managing employee registration and licensing (FINRA/NFA), administering compliance databases, tracking attestations and projects, coordinating regulatory training, assisting with internal/external exams, and working with business teams to resolve compliance matters. Role is hybrid Chicago-based and designed for growth into broader compliance responsibilities.Top Skills: Finra CrdMS OfficeNfa BasicServicenowSharepoint
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