Apex Fintech Solutions
Builtin · Indexed 2026-06-25
Compliance Manager
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Indexed description
Apex Fintech Solutions Compliance Manager YesterdaySaved Hybrid Dallas, TX, USA Expert/Leader Expert/LeaderFintech • Software • Financial ServicesLead a compliance team to manage regulatory inquiries and examinations, provide regulatory guidance across Trading and Operations, implement controls and QA processes, and train staff to ensure SEC and FINRA compliance for broker-dealer activities.
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