Northwestern Mutual
Builtin · Indexed 2026-07-07
Compliance Sr. Specialist
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Indexed description
Northwestern Mutual Compliance Sr. Specialist Reposted 22 Hours AgoSaved Hybrid Milwaukee, WI, USA 70K-121K Annually Senior level 70K-121K Annually Senior levelFintech • Insurance • Financial ServicesSupport VPs and regional teams delivering compliance and supervision consultation to field leadership and representatives. Conduct on-site FINRA-mandated branch inspections, interviews, and file reviews; document findings; train and educate staff; partner with oversight and home office teams to improve compliance processes; and serve as subject matter expert on regulatory matters and divisional projects.Top Skills: ExcelMS Office
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