Gusto
Builtin · Indexed 2026-05-31
Compliance Lead, Broker-Dealer & Investment Adviser
Continue to application
Add your email once, then Caio opens the original posting.
Indexed description
Gusto Compliance Lead, Broker-Dealer & Investment Adviser Reposted 12 Hours AgoSaved Easy Apply Hybrid 3 Locations Easy Apply 156K-227K Annually Senior level 156K-227K Annually Senior levelFintech • HR TechThe Compliance Lead handles compliance for RIA and BD entities, ensuring effective programs under SEC and FINRA, focusing on AI governance and exam readiness.Top Skills: Ai Governance FrameworksCompliance TechnologyComplysciGlobal Relay
Create a free Caio profile to unlock more results and save your role and location preferences.
Unlock free search
Want help applying to roles like this?
Search Caio for free. If the repetitive CV tweaking gets heavy, Daniel can help set up Caio Agent.
Ask about Agent
